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The Sox Act was created to enforce regulations within publicly held companies qualifying international

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organizations and financial service companies.

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The three Sachs sections that you should be concerned about for the exam are sections 3 2 4 0 4 and

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409 Section 3 02 talks about corporate responsibility for financial reports section 404 is for management

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assessment of internal controls and Section 4 09 is for real time issue or disclosures.

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If an organization needs to be Sock's compliance then they need to make sure that they have the following

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audit requirements.

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Specifically Sock's sections 3 to 400 foreign 4:9 must be monitored logged and audited.

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So we have internal controls network activity database activity logging activity such as success and

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failures account activity user activity and information access.

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Both of these links are available in the resources for this lecture.

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So if you would like to review more SoCs information you can do so from there.